DISCLAIMER
The term "Stone Mountain Capital LTD" or "us" or "we" refers to the owner of the website whose registered office is: Devonshire House, One Mayfair Place, Mayfair, London W1J 8AJ, United Kingdom. Our company registration number is: 8763463 and we are incorporated as a limited liability company in England & Wales. Our VAT registration number is: GB218890677. Stone Mountain Capital LTD is authorised and regulated with FRN: 929802 by the Financial Conduct Authority (‘FCA’) in the United Kingdom. Stone Mountain Capital Partners LLP is incorporated as limited liability partnership in England & Wales with company registration number: OC430515. Its registered office is: Devonshire House, One Mayfair Place, Mayfair, London W1J 8AJ, United Kingdom. The VAT registration number is: GB349499145. A list of the members is available for inspection at the registered office and at Companies House. Stone Mountain Capital Partners LLP is registered as Appointed Representative with FRN: 934964 of Stone Mountain Capital LTD which is authorised and regulated with FRN: 929802 by the Financial Conduct Authority (‘FCA’) in the United Kingdom. Stone Mountain Capital Ventures LLP is incorporated as limited liability partnership in England & Wales with company registration number: OC439509. Its registered office is: Devonshire House, One Mayfair Place, Mayfair, London W1J 8AJ, United Kingdom. A list of the members is available for inspection at the registered office and at Companies House. The VAT registration number is: GB399301077. Stone Mountain Capital Ventures LLP is registered as Appointed Representative with FRN: 967914 of Stone Mountain Capital LTD which is authorised and regulated with FRN: 929802 by the Financial Conduct Authority (‘FCA’) in the United Kingdom. The term "you" refers to the user, viewer or visitor of our website. The information on this website is only intended for "professional investors” and “eligible counterparties” as defined by the FCA in the United Kingdom. For the purposes of this website a professional client is an authorised or regulated financial institution (for example a credit institution; an investment firm; an insurance company; a collective investment scheme or its management company; a pension fund or its management company; a commodity or commodity derivatives dealer; or any other institutional investor); or a large undertaking meeting two of the following size requirements: (i) balance sheet total of EUR 20,000,000; (ii) net turnover of EUR 40,000,000; and (iii) own funds of EUR 2,000,000. For the purposes of this website an eligible counterparty is any of the following where the business envisaged is eligible counterparty business: a MiFID investment firm; a credit institution; an insurance company; a UCITS fund or its management company; a pension fund or its management company; a financial institution authorised or regulated under EU legislation or the national law of an EEA State; a national government or other public body that deals with public debt; a central bank; or a supranational organisation.
Important Information for investors in the European Economic Area: In the European Economic Area, the information in this website is only directed at "qualified investors" within the meaning of Article 2(1) (e) Directive 2003/71/EC and is not to be issued nor distributed to persons other than qualified investors within the meaning of Article 3(2)(a) of Directive 2003/71/EC, the "Prospectus Directive". The information contained in this website must not be accessed by, acted on, or relied on by persons in the European Economic Area who are not qualified investors. Within the European Economic Area, any investment or investment activity to which the information in this website relates, is only available to qualified investors and will be engaged in only with qualified investors. Stone Mountain Capital Advisers OÜ is registered as Private Limited Company Osaühing (OÜ) and investment company at: Harju maakond, Kesklinna linnaosa, Järvevana tee 9, 11314, Tallinn, Estonia with company registration number: 17054974. The VAT registration number is: EE102775550. All information in this website and including research is classified as minor acceptable non-monetary benefits ('MNMB') in accordance with article 11(5)(a) of the MiFID Delegated Directive (EU) 2017/593 and FCA COBS 2.3A.19.
Specific information regarding distribution activities towards qualified investors in Switzerland as defined in the Federal Act on Collective Investment Schemes (CISA): Stone Mountain Capital LTD is the Distributor of foreign collective investment schemes distributed to qualified investors in Switzerland, including public entities, retirement benefits institutions and companies with professional treasury operations, independent asset managers (subject to certain conditions), high net worth individuals (subject to certain conditions) and investment structures such as family offices (subject to certain conditions). Certain of those foreign collective investment schemes are represented in Switzerland by First Independent Fund Services LTD, which is authorised and regulated by the Swiss Financial Market Supervisory Authority ('FINMA') as Swiss Representative of foreign collective investment schemes pursuant to Art 13 para 2 let. h CISA. Our Swiss office is: Stone Mountain Capital LTD, Etzelstrasse 49, CH-8808 Pfäffikon, SZ, Switzerland.
Stone Mountain Capital LTD conducts securities related activities in the U.S. pursuant to a Securities and Exchange Commission ('SEC') Rule 15a-6 Agreement with Crito Capital LLC, a U.S. SEC registered broker-dealer, and member of Financial Industry Regulatory Authority ('FINRA'), Securities Investor Protection Corporation ('SIPC') and Municipal Securities Rulemaking Board ('MSRB').
For United Arab Emirates (excluding Dubai International Financial Centre (’DIFC’) and Abu Dhabi Global Market (’ADGM‘)) residents only. This website, any document, and the information contained herein, does not constitute, and is not intended to constitute, a public offer of securities in the United Arab Emirates (’UAE‘) and accordingly should not be construed as such. Securities are only being offered to a limited number of exempt investors in the UAE who fall under one of the following categories of Exempt Qualified Investors: (1) an investor which is able to manage its investments on its own (unless such person wishes to be classified as a retail investor), namely: (a) the federal government, local governments, and governmental entities, institutions and authorities, or companies wholly-owned by any such entities; (b) foreign governments, their respective entities, institutions and authorities or companies wholly owned by any such entities; (c) international entities and organisations; (d) entities licensed by the Securities and Commodities Authority (the ’SCA‘) or a regulatory authority that is an ordinary or associate member of the International Organisation of Securities Commissions (a “Counterpart Authority”); or (e) any legal person that meets, as at the date of its most recent financial statements, at least two of the following conditions: (i) it has a total assets or balance sheet of AED 75 million; (ii) it has a net annual turnover of AED 150 million; (iii) it has total equity or paid-up capital of AED 7 million; or (2) a natural person licensed by the SCA or a Counterpart Authority to carry out any of the functions related to financial activities or services, (each an “Exempt Qualified Investor”). The Securities have not been approved by or licensed or registered with the UAE Central Bank, the SCA, the Dubai Financial Services Authority (’DFSA‘), the Financial Services Regulatory Authority (’FSRA’) or any other relevant licensing authorities or governmental agencies in the UAE (the ‘Authorities‘). The Authorities assume no liability for any investment made as an Exempt Qualified Investor. This website, any documents and securities are for the use of Exempt Qualified Investors only and should not be given or shown to any other person (other than employees, agents or consultants in connection with a named addressee's consideration thereof). Stone Mountain Capital FZC is registered as Free Zone Company (FZC) and investment company with paid-up share capital of AED 2.075 million, a limited liability company in United Arab Emirates (UAE) at: Atrium Tower, Office AT-101, 1st Floor, One UAQ, P.O. Box: 7073, UAQ Free Trade Zone, Umm Al Quwain, United Arab Emirates with company registration number: 6813. The VAT registration number (TRN) is: 100545679100003. Stone Mountain Capital FZC (DMCC Branch) is registered as branch of Stone Mountain Capital FZC and investment company at: Almas Tower, Level 54, Office 5431, P.O. Box: 112911, Jumeirah Lake Towers (JLT), Dubai Multi Commodities Centre (DMCC) Free Zone, Dubai, United Arab Emirates with company registration number DMCC-912005. The VAT registration number (TRN) is: 100545679100003.
Important Information for Investors in Hong Kong: In Hong Kong, this website is directed only at persons who qualify as “professional investors” as defined in the Securities and Futures Ordinance ('SFO') and the Securities and Futures (Professional Investor) Rules made under the SFO. The information contained in this website does not constitute an “offer to the public” within the meaning of the Companies Ordinance, and is not an advertisement, invitation or document relating to any securities or collective investment schemes or any other investment under the SFO. None of the funds and/or products described in this website have been authorised by any regulatory authority in Hong Kong.
Any investment or investment activity to which this website relates is available only to, and will be engaged in only with, professional investors. Any person who is not a professional investor should not act or rely in this website or any of its content. The information on this website is not intended for retail customer use. The information contained within this website is provided for convenience only as part of the services we offer. The information provided is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation or that would subject Stone Mountain Capital LTD, to any regulation under, or registration requirement within, such jurisdiction or country. Products or services described herein may not be available in all jurisdictions. The information herein does not constitute or form part of an offer to sell or the solicitation of an offer to buy or sell any securities or services. Users of the website assume responsibility for determining whether any legal or regulatory considerations limit their access to, or use of, this website and their compliance with local laws and regulations. Accordingly, persons or entities wishing to access this website are required to inform themselves about and to observe such restrictions. It is your responsibility to be aware of and to observe all applicable laws and regulations of any relevant jurisdiction. The website is subject to change without notice. All electronic communication, including email, linked websites, shall be treated on basis of our website and the terms herein. However, neither Stone Mountain Capital LTD, nor any of its directors, shareholders, affiliates, partners, trading names or related companies can accept any liability for the accuracy or content. We shall have no liability for any loss or damage arising out of the use of or reliance on information provided including without limitation, any loss or other damage, direct or consequential. Visitors who rely on this information do so at their own risk and accept this fact by entering the website.
LEGAL
Stone Mountain Capital Group includes Stone Mountain Capital LTD, Stone Mountain Capital Partners LLP, Stone Mountain Capital Ventures LLP, Stone Mountain Capital FZC, Stone Mountain Capital FZC (DMCC Branch) and Stone Mountain Capital Advisers OÜ. Stone Mountain Capital LTD and its affiliates does not solicit external or collaborative investment. Stone Mountain Capital LTD and its affiliates does not provide investment, financial, business, legal, tax or any other kind of advice. Those seeking capital introduction from us must arrange their own investment, financial, business, legal, tax and any other kind of advice. Stone Mountain Capital LTD is mandated by general partners and investment managers to introduce their products and services to limited partners and professional investors and receives fees from general partners and investment managers for the services provided. Any investor should act only after completely reading relevant prospectus, relevant offering and subscription documents, any fund documentation and/or seeking counsel from their independent investment, financial, business, legal, tax or any other kind of other relevant advisors. Stone Mountain Capital LTD and its affiliates does not accept liability for any costs or losses incurred by those submitting proposals, for any losses caused by any delay in considering proposals, for the payment of introductory fees or commissions, or for losses resulting from the use of this or linked websites. Stone Mountain Capital LTD and its affiliates will not be bound by any confidentiality, exclusivity undertakings or other restrictions unless signed by a director. We reserve the right to review only those proposals, which we believe meet our investment criteria and to reject proposals submitted to us without giving a reason. Nothing in this website constitutes an offer to enter into any form of agreement, contract or any kind of investment recommendation or any investment, financial, business, legal, tax or any other kind of advice. Stone Mountain Capital LTD and its affiliates will not be bound by any representations made by others. Only directors are authorized to make binding representations and to enter into agreements. All content of this website is subject to copyright and all rights are reserved. Content may not be sold, printed, published, reproduced, sub-licensed, assigned, modified or changed without the prior written consent of Stone Mountain Capital LTD. It is your responsibility to ensure that your computer is virus protected. We accept no responsibility for any loss suffered as a result of accessing or downloading information from this website. By entering this website, you are confirming that you have read and understood the terms of use relating to this website and agree to abide by them and that you have read and understood the risk warnings and disclosures herein. Your use of this website and any dispute arising out of such use is subject to the laws of England and Wales. You agree that the English courts in London shall have exclusive jurisdiction in the event of any dispute or proceedings arising from or in connection with the contents of this website, and you irrevocably waive any objection to proceedings in such courts on the grounds of venue or on the grounds that the proceedings have been brought in an inconvenient forum.
RISKS
Investments in alternative investments are speculative and include a high degree of risk. Investors could lose their entire investment. Past performance is not necessarily indicative of future results. The risk of loss in trading interests can be substantial. You should carefully consider whether such trading or investment is suitable for you in light of your financial condition. Alternative investments are suitable only for persons who are able to assume the risk of losing their entire investment. Alternative investments often engage in leveraging and other speculative investment practices that can work against you as well for you; may increase the risk of investment loss; can be highly illiquid; may have restrictions on transferring interest; may have no secondary market nor is one expected to develop; are not required to provide periodic pricing or valuation information to investor; may involve complex tax structures and delays in distributing important tax information; are not subject to the same regulatory requirements as mutual funds or other investment vehicles; can have volatile performance; may be subject to substantial fees and charges for management, performances, advisory and other fees compared to other investment vehicles, and these fees and charges can offset profits. Alternative investment managers have total trading authority over their funds. Some portion of alternative investment trades may be executed on foreign exchanges.
CAUTIONARY STATEMENT ON FORWARD-LOOKING STATEMENTS
This website may contain forward-looking statements concerning business, operations and financial performance. Any statements that are not of historical facts may be deemed to be forward-looking statements. You can identify these forward-looking statements by words such as "believes", "estimates", "anticipates", "expects", "plans", "intends", "may", "could", "might", "will", "should", "aims", or other similar expressions that convey uncertainty of future events or outcomes. Forward-looking statements include statements regarding our intentions, beliefs, assumptions, projections, outlook, opinions, analyses or current expectations concerning, among other things, results of operations, financial condition, business outlook, the industry, sector or region in which we operate or for which we provide research and the trends that may affect the industry, sector or region or us. Although we believe that we have a reasonable basis for each forward-looking statement contained in this website, we caution you that forward-looking statements are not guarantees of future performance. All of our forward-looking statements are subject to known and unknown risks, uncertainties and other factors that are in some cases beyond our control and that may cause our actual or our research results to differ materially from our expectations. Except as required by law, Stone Mountain Capital LTD and its affiliates undertake no obligation to publicly update any forward-looking statements for any reason after the date of publication in this website, or on linked websites, whether as a result of new information, future events or otherwise.
LINKS
Neither Stone Mountain Capital LTD, nor any of its directors, shareholders, affiliates, partners, trading names or related companies are responsible for the contents or reliability of the linked websites and do not necessarily endorse the views expressed within them. Listing shall not be taken as endorsement of any kind. We cannot guarantee that these links will work all of the time and we have no control over availability of the linked pages.
EMAIL DISCLAIMER
Any business communication, sent by or on behalf of Stone Mountain Capital LTD or one of its affiliated firms or other entities (together "Stone Mountain"), is confidential and may be privileged or otherwise protected. This e-mail message is for information purposes only, it is not a recommendation, advice, offer or solicitation to buy or sell a product or service nor an official confirmation of any transaction. It is directed at persons who are professionals and is not intended for retail customer use. This e-mail message and any attachments are for the sole use of the intended recipient(s). Our LTD accepts no liability for the content of this email, or for the consequences of any actions taken on the basis of the information provided, unless that information is subsequently confirmed in writing. Any views or opinions presented in this email are solely those of the author and do not necessarily represent those of the limited company. Any unauthorised review, use, disclosure or distribution is prohibited. If you are not the intended recipient, please notify the sender by reply e-mail and destroy all copies of the original message and any attachments. By replying to this e-mail, you consent to Stone Mountain monitoring the content of any e-mails you send to or receive from Stone Mountain. Stone Mountain is not liable for any opinions expressed by the sender where this is a non-business e-mail. Emails are not secure and cannot be guaranteed to be error free. Anyone who communicates with us by email is taken to accept these risks.
PRIVACY POLICY
The purpose of our PRIVACY POLICY is to provide you with information on our use of your personal data in accordance with the EU data protection regime introduced by the General Data Protection Regulation (Regulation 2016/679, the "Data Protection Legislation"). Stone Mountain Capital LTD is registered (Reference: ZA589246) in the data protection public register of the Information Commissioner's Office ('ICO') in the United Kingdom.
ANTI-BRIBERY POLICY
The purpose of our ANTI-BRIBERY POLICY is to provide you the rules towards anti-corruption in Stone Mountain Capital LTD, as set out in the United Kingdom Bribery Act 2010 (“Bribery Act”).
UK STEWARDSHIP CODE
As per the FCA Handbook and Rule COBS 2.2.3 R, Stone Mountain Capital LTD makes a public disclosure in relation to the nature of our commitment to the UK Stewardship Code ('Code'), which was published by the Financial Reporting Council (‘FRC’) in July 2010. The FRC is the UK’s independent regulator responsible for promoting high quality corporate governance and reporting to encourage investment in UK listed companies.
ESG POLICY
As a socially responsible group, Stone Mountain Capital recognizes the importance of global sustainability, social and governance issues. Stone Mountain Capital LTD believes to have an impact on the alternative investment industry through its global network of investors and general partners (GPs). As sign of commitment, we established a policy on environmental, social and governance (ESG) issues along with becoming a signatory of the UN Principles of Responsible Investing (PRI) on a voluntary basis in March 2020. Stone Mountain Capital applies Socially Responsible Investment (SRI) filters to all off its alternative investment strategies and general partners on behalf of investors.
The term "Stone Mountain Capital LTD" or "us" or "we" refers to the owner of the website whose registered office is: Devonshire House, One Mayfair Place, Mayfair, London W1J 8AJ, United Kingdom. Our company registration number is: 8763463 and we are incorporated as a limited liability company in England & Wales. Our VAT registration number is: GB218890677. Stone Mountain Capital LTD is authorised and regulated with FRN: 929802 by the Financial Conduct Authority (‘FCA’) in the United Kingdom. Stone Mountain Capital Partners LLP is incorporated as limited liability partnership in England & Wales with company registration number: OC430515. Its registered office is: Devonshire House, One Mayfair Place, Mayfair, London W1J 8AJ, United Kingdom. The VAT registration number is: GB349499145. A list of the members is available for inspection at the registered office and at Companies House. Stone Mountain Capital Partners LLP is registered as Appointed Representative with FRN: 934964 of Stone Mountain Capital LTD which is authorised and regulated with FRN: 929802 by the Financial Conduct Authority (‘FCA’) in the United Kingdom. Stone Mountain Capital Ventures LLP is incorporated as limited liability partnership in England & Wales with company registration number: OC439509. Its registered office is: Devonshire House, One Mayfair Place, Mayfair, London W1J 8AJ, United Kingdom. A list of the members is available for inspection at the registered office and at Companies House. The VAT registration number is: GB399301077. Stone Mountain Capital Ventures LLP is registered as Appointed Representative with FRN: 967914 of Stone Mountain Capital LTD which is authorised and regulated with FRN: 929802 by the Financial Conduct Authority (‘FCA’) in the United Kingdom. The term "you" refers to the user, viewer or visitor of our website. The information on this website is only intended for "professional investors” and “eligible counterparties” as defined by the FCA in the United Kingdom. For the purposes of this website a professional client is an authorised or regulated financial institution (for example a credit institution; an investment firm; an insurance company; a collective investment scheme or its management company; a pension fund or its management company; a commodity or commodity derivatives dealer; or any other institutional investor); or a large undertaking meeting two of the following size requirements: (i) balance sheet total of EUR 20,000,000; (ii) net turnover of EUR 40,000,000; and (iii) own funds of EUR 2,000,000. For the purposes of this website an eligible counterparty is any of the following where the business envisaged is eligible counterparty business: a MiFID investment firm; a credit institution; an insurance company; a UCITS fund or its management company; a pension fund or its management company; a financial institution authorised or regulated under EU legislation or the national law of an EEA State; a national government or other public body that deals with public debt; a central bank; or a supranational organisation.
Important Information for investors in the European Economic Area: In the European Economic Area, the information in this website is only directed at "qualified investors" within the meaning of Article 2(1) (e) Directive 2003/71/EC and is not to be issued nor distributed to persons other than qualified investors within the meaning of Article 3(2)(a) of Directive 2003/71/EC, the "Prospectus Directive". The information contained in this website must not be accessed by, acted on, or relied on by persons in the European Economic Area who are not qualified investors. Within the European Economic Area, any investment or investment activity to which the information in this website relates, is only available to qualified investors and will be engaged in only with qualified investors. Stone Mountain Capital Advisers OÜ is registered as Private Limited Company Osaühing (OÜ) and investment company at: Harju maakond, Kesklinna linnaosa, Järvevana tee 9, 11314, Tallinn, Estonia with company registration number: 17054974. The VAT registration number is: EE102775550. All information in this website and including research is classified as minor acceptable non-monetary benefits ('MNMB') in accordance with article 11(5)(a) of the MiFID Delegated Directive (EU) 2017/593 and FCA COBS 2.3A.19.
Specific information regarding distribution activities towards qualified investors in Switzerland as defined in the Federal Act on Collective Investment Schemes (CISA): Stone Mountain Capital LTD is the Distributor of foreign collective investment schemes distributed to qualified investors in Switzerland, including public entities, retirement benefits institutions and companies with professional treasury operations, independent asset managers (subject to certain conditions), high net worth individuals (subject to certain conditions) and investment structures such as family offices (subject to certain conditions). Certain of those foreign collective investment schemes are represented in Switzerland by First Independent Fund Services LTD, which is authorised and regulated by the Swiss Financial Market Supervisory Authority ('FINMA') as Swiss Representative of foreign collective investment schemes pursuant to Art 13 para 2 let. h CISA. Our Swiss office is: Stone Mountain Capital LTD, Etzelstrasse 49, CH-8808 Pfäffikon, SZ, Switzerland.
Stone Mountain Capital LTD conducts securities related activities in the U.S. pursuant to a Securities and Exchange Commission ('SEC') Rule 15a-6 Agreement with Crito Capital LLC, a U.S. SEC registered broker-dealer, and member of Financial Industry Regulatory Authority ('FINRA'), Securities Investor Protection Corporation ('SIPC') and Municipal Securities Rulemaking Board ('MSRB').
For United Arab Emirates (excluding Dubai International Financial Centre (’DIFC’) and Abu Dhabi Global Market (’ADGM‘)) residents only. This website, any document, and the information contained herein, does not constitute, and is not intended to constitute, a public offer of securities in the United Arab Emirates (’UAE‘) and accordingly should not be construed as such. Securities are only being offered to a limited number of exempt investors in the UAE who fall under one of the following categories of Exempt Qualified Investors: (1) an investor which is able to manage its investments on its own (unless such person wishes to be classified as a retail investor), namely: (a) the federal government, local governments, and governmental entities, institutions and authorities, or companies wholly-owned by any such entities; (b) foreign governments, their respective entities, institutions and authorities or companies wholly owned by any such entities; (c) international entities and organisations; (d) entities licensed by the Securities and Commodities Authority (the ’SCA‘) or a regulatory authority that is an ordinary or associate member of the International Organisation of Securities Commissions (a “Counterpart Authority”); or (e) any legal person that meets, as at the date of its most recent financial statements, at least two of the following conditions: (i) it has a total assets or balance sheet of AED 75 million; (ii) it has a net annual turnover of AED 150 million; (iii) it has total equity or paid-up capital of AED 7 million; or (2) a natural person licensed by the SCA or a Counterpart Authority to carry out any of the functions related to financial activities or services, (each an “Exempt Qualified Investor”). The Securities have not been approved by or licensed or registered with the UAE Central Bank, the SCA, the Dubai Financial Services Authority (’DFSA‘), the Financial Services Regulatory Authority (’FSRA’) or any other relevant licensing authorities or governmental agencies in the UAE (the ‘Authorities‘). The Authorities assume no liability for any investment made as an Exempt Qualified Investor. This website, any documents and securities are for the use of Exempt Qualified Investors only and should not be given or shown to any other person (other than employees, agents or consultants in connection with a named addressee's consideration thereof). Stone Mountain Capital FZC is registered as Free Zone Company (FZC) and investment company with paid-up share capital of AED 2.075 million, a limited liability company in United Arab Emirates (UAE) at: Atrium Tower, Office AT-101, 1st Floor, One UAQ, P.O. Box: 7073, UAQ Free Trade Zone, Umm Al Quwain, United Arab Emirates with company registration number: 6813. The VAT registration number (TRN) is: 100545679100003. Stone Mountain Capital FZC (DMCC Branch) is registered as branch of Stone Mountain Capital FZC and investment company at: Almas Tower, Level 54, Office 5431, P.O. Box: 112911, Jumeirah Lake Towers (JLT), Dubai Multi Commodities Centre (DMCC) Free Zone, Dubai, United Arab Emirates with company registration number DMCC-912005. The VAT registration number (TRN) is: 100545679100003.
Important Information for Investors in Hong Kong: In Hong Kong, this website is directed only at persons who qualify as “professional investors” as defined in the Securities and Futures Ordinance ('SFO') and the Securities and Futures (Professional Investor) Rules made under the SFO. The information contained in this website does not constitute an “offer to the public” within the meaning of the Companies Ordinance, and is not an advertisement, invitation or document relating to any securities or collective investment schemes or any other investment under the SFO. None of the funds and/or products described in this website have been authorised by any regulatory authority in Hong Kong.
Any investment or investment activity to which this website relates is available only to, and will be engaged in only with, professional investors. Any person who is not a professional investor should not act or rely in this website or any of its content. The information on this website is not intended for retail customer use. The information contained within this website is provided for convenience only as part of the services we offer. The information provided is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation or that would subject Stone Mountain Capital LTD, to any regulation under, or registration requirement within, such jurisdiction or country. Products or services described herein may not be available in all jurisdictions. The information herein does not constitute or form part of an offer to sell or the solicitation of an offer to buy or sell any securities or services. Users of the website assume responsibility for determining whether any legal or regulatory considerations limit their access to, or use of, this website and their compliance with local laws and regulations. Accordingly, persons or entities wishing to access this website are required to inform themselves about and to observe such restrictions. It is your responsibility to be aware of and to observe all applicable laws and regulations of any relevant jurisdiction. The website is subject to change without notice. All electronic communication, including email, linked websites, shall be treated on basis of our website and the terms herein. However, neither Stone Mountain Capital LTD, nor any of its directors, shareholders, affiliates, partners, trading names or related companies can accept any liability for the accuracy or content. We shall have no liability for any loss or damage arising out of the use of or reliance on information provided including without limitation, any loss or other damage, direct or consequential. Visitors who rely on this information do so at their own risk and accept this fact by entering the website.
LEGAL
Stone Mountain Capital Group includes Stone Mountain Capital LTD, Stone Mountain Capital Partners LLP, Stone Mountain Capital Ventures LLP, Stone Mountain Capital FZC, Stone Mountain Capital FZC (DMCC Branch) and Stone Mountain Capital Advisers OÜ. Stone Mountain Capital LTD and its affiliates does not solicit external or collaborative investment. Stone Mountain Capital LTD and its affiliates does not provide investment, financial, business, legal, tax or any other kind of advice. Those seeking capital introduction from us must arrange their own investment, financial, business, legal, tax and any other kind of advice. Stone Mountain Capital LTD is mandated by general partners and investment managers to introduce their products and services to limited partners and professional investors and receives fees from general partners and investment managers for the services provided. Any investor should act only after completely reading relevant prospectus, relevant offering and subscription documents, any fund documentation and/or seeking counsel from their independent investment, financial, business, legal, tax or any other kind of other relevant advisors. Stone Mountain Capital LTD and its affiliates does not accept liability for any costs or losses incurred by those submitting proposals, for any losses caused by any delay in considering proposals, for the payment of introductory fees or commissions, or for losses resulting from the use of this or linked websites. Stone Mountain Capital LTD and its affiliates will not be bound by any confidentiality, exclusivity undertakings or other restrictions unless signed by a director. We reserve the right to review only those proposals, which we believe meet our investment criteria and to reject proposals submitted to us without giving a reason. Nothing in this website constitutes an offer to enter into any form of agreement, contract or any kind of investment recommendation or any investment, financial, business, legal, tax or any other kind of advice. Stone Mountain Capital LTD and its affiliates will not be bound by any representations made by others. Only directors are authorized to make binding representations and to enter into agreements. All content of this website is subject to copyright and all rights are reserved. Content may not be sold, printed, published, reproduced, sub-licensed, assigned, modified or changed without the prior written consent of Stone Mountain Capital LTD. It is your responsibility to ensure that your computer is virus protected. We accept no responsibility for any loss suffered as a result of accessing or downloading information from this website. By entering this website, you are confirming that you have read and understood the terms of use relating to this website and agree to abide by them and that you have read and understood the risk warnings and disclosures herein. Your use of this website and any dispute arising out of such use is subject to the laws of England and Wales. You agree that the English courts in London shall have exclusive jurisdiction in the event of any dispute or proceedings arising from or in connection with the contents of this website, and you irrevocably waive any objection to proceedings in such courts on the grounds of venue or on the grounds that the proceedings have been brought in an inconvenient forum.
RISKS
Investments in alternative investments are speculative and include a high degree of risk. Investors could lose their entire investment. Past performance is not necessarily indicative of future results. The risk of loss in trading interests can be substantial. You should carefully consider whether such trading or investment is suitable for you in light of your financial condition. Alternative investments are suitable only for persons who are able to assume the risk of losing their entire investment. Alternative investments often engage in leveraging and other speculative investment practices that can work against you as well for you; may increase the risk of investment loss; can be highly illiquid; may have restrictions on transferring interest; may have no secondary market nor is one expected to develop; are not required to provide periodic pricing or valuation information to investor; may involve complex tax structures and delays in distributing important tax information; are not subject to the same regulatory requirements as mutual funds or other investment vehicles; can have volatile performance; may be subject to substantial fees and charges for management, performances, advisory and other fees compared to other investment vehicles, and these fees and charges can offset profits. Alternative investment managers have total trading authority over their funds. Some portion of alternative investment trades may be executed on foreign exchanges.
CAUTIONARY STATEMENT ON FORWARD-LOOKING STATEMENTS
This website may contain forward-looking statements concerning business, operations and financial performance. Any statements that are not of historical facts may be deemed to be forward-looking statements. You can identify these forward-looking statements by words such as "believes", "estimates", "anticipates", "expects", "plans", "intends", "may", "could", "might", "will", "should", "aims", or other similar expressions that convey uncertainty of future events or outcomes. Forward-looking statements include statements regarding our intentions, beliefs, assumptions, projections, outlook, opinions, analyses or current expectations concerning, among other things, results of operations, financial condition, business outlook, the industry, sector or region in which we operate or for which we provide research and the trends that may affect the industry, sector or region or us. Although we believe that we have a reasonable basis for each forward-looking statement contained in this website, we caution you that forward-looking statements are not guarantees of future performance. All of our forward-looking statements are subject to known and unknown risks, uncertainties and other factors that are in some cases beyond our control and that may cause our actual or our research results to differ materially from our expectations. Except as required by law, Stone Mountain Capital LTD and its affiliates undertake no obligation to publicly update any forward-looking statements for any reason after the date of publication in this website, or on linked websites, whether as a result of new information, future events or otherwise.
LINKS
Neither Stone Mountain Capital LTD, nor any of its directors, shareholders, affiliates, partners, trading names or related companies are responsible for the contents or reliability of the linked websites and do not necessarily endorse the views expressed within them. Listing shall not be taken as endorsement of any kind. We cannot guarantee that these links will work all of the time and we have no control over availability of the linked pages.
EMAIL DISCLAIMER
Any business communication, sent by or on behalf of Stone Mountain Capital LTD or one of its affiliated firms or other entities (together "Stone Mountain"), is confidential and may be privileged or otherwise protected. This e-mail message is for information purposes only, it is not a recommendation, advice, offer or solicitation to buy or sell a product or service nor an official confirmation of any transaction. It is directed at persons who are professionals and is not intended for retail customer use. This e-mail message and any attachments are for the sole use of the intended recipient(s). Our LTD accepts no liability for the content of this email, or for the consequences of any actions taken on the basis of the information provided, unless that information is subsequently confirmed in writing. Any views or opinions presented in this email are solely those of the author and do not necessarily represent those of the limited company. Any unauthorised review, use, disclosure or distribution is prohibited. If you are not the intended recipient, please notify the sender by reply e-mail and destroy all copies of the original message and any attachments. By replying to this e-mail, you consent to Stone Mountain monitoring the content of any e-mails you send to or receive from Stone Mountain. Stone Mountain is not liable for any opinions expressed by the sender where this is a non-business e-mail. Emails are not secure and cannot be guaranteed to be error free. Anyone who communicates with us by email is taken to accept these risks.
PRIVACY POLICY
The purpose of our PRIVACY POLICY is to provide you with information on our use of your personal data in accordance with the EU data protection regime introduced by the General Data Protection Regulation (Regulation 2016/679, the "Data Protection Legislation"). Stone Mountain Capital LTD is registered (Reference: ZA589246) in the data protection public register of the Information Commissioner's Office ('ICO') in the United Kingdom.
ANTI-BRIBERY POLICY
The purpose of our ANTI-BRIBERY POLICY is to provide you the rules towards anti-corruption in Stone Mountain Capital LTD, as set out in the United Kingdom Bribery Act 2010 (“Bribery Act”).
UK STEWARDSHIP CODE
As per the FCA Handbook and Rule COBS 2.2.3 R, Stone Mountain Capital LTD makes a public disclosure in relation to the nature of our commitment to the UK Stewardship Code ('Code'), which was published by the Financial Reporting Council (‘FRC’) in July 2010. The FRC is the UK’s independent regulator responsible for promoting high quality corporate governance and reporting to encourage investment in UK listed companies.
ESG POLICY
As a socially responsible group, Stone Mountain Capital recognizes the importance of global sustainability, social and governance issues. Stone Mountain Capital LTD believes to have an impact on the alternative investment industry through its global network of investors and general partners (GPs). As sign of commitment, we established a policy on environmental, social and governance (ESG) issues along with becoming a signatory of the UN Principles of Responsible Investing (PRI) on a voluntary basis in March 2020. Stone Mountain Capital applies Socially Responsible Investment (SRI) filters to all off its alternative investment strategies and general partners on behalf of investors.
